CA-ERISA Fiduciary Rule

Overview To better protect retirement plan participants, beneficiaries, and IRA owners from conflicts of interest, the DOL’s final rule redefines “investment advice” which, in turn, determines who is a fiduciary…

Overview Under ERISA and the Internal Revenue Code, individuals who provide fiduciary investment advice to plan participants, plan sponsors, IRAs, and IRA owners are not allowed to receive payments or…