Hours 3

CA-ERISA Fiduciary Rule

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CA-ERISA Fiduciary Rule Chapter 2

Overview To better protect retirement plan participants, beneficiaries, and IRA owners from conflicts of interest, the DOL’s final rule redefines “investment advice” which, in turn, determines who is a fiduciary…

CA-ERISA Fiduciary Rule Chapter 3

Overview Under ERISA and the Internal Revenue Code, individuals who provide fiduciary investment advice to plan participants, plan sponsors, IRAs, and IRA owners are not allowed to receive payments or…

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